Connecticut Attorney General Proposes Changes to State's Whistleblower Laws - Part II

Yesterday, I summarized a proposal by Connecticut Attorney General Richard Blumenthal to revise the state's whistleblowing laws. The Hartford Courant reported on Wednesday that Blumenthal testified before members of the General Assembly's black and Latino caucus on that issue.  Today, I'll take a look at it in more detail.

As I indicated yesterday, the Hartford Courant and others reporting on tCourtesy Flickr/Library of Congresshe case used the term "strengthen" to describe the changes to the laws. Although I'm not one for word-smithing articles, that term strikes me as a bit loaded for a few reasons.

First, it suggests that the state's whistleblower protection laws are "weak" -- which I'm not sure is the case. Second, it begs the question: how would it "strengthen" the laws and from what perspective? Third, what does it even mean to "strengthen" a law? And fourth, would this "strengthen" or affect existing constitutional retaliation claims that already exist to protect employees who report matters of public concern? The Courant's article, unfortunately, does not address these issues.

One issue that ought to be looked at, for example, is the proposal is to create a rebuttable presumption that an change in employment status (a transfer, for example) within three years of a person's complaint, is retaliatory. That creates a huge shield for employees and encourages them to file complaints -- even those that may not be warranted.

Moreover, such a proposal ignores what courts have been concluding over the years (see cases here and here for two recent examples): it is highly unlikely that an employer would wait a year -- much less three years -- to "retaliate" against such a complaint.

The U.S. Supreme Court said a few years ago in Clark County Schools v. Breeden, 532 U.S. 268 (2001) in a unanimous, unsigned opinion:

The cases that accept mere temporal proximity between an employer's knowledge of protected activity and an adverse employment action as sufficient evidence of causality to establish a prima facie case uniformly hold that the temporal proximity must be "very close."... Action taken (as here) 20 months later suggests, by itself, no causality at all.

Given the highest court's reasoned conclusion that a transfer or firing taken 20 months after a person's complaint does not suggest a connection between the two (and even highlighting cases that say 3 months is too long), what is the rationale behind the proposed legislation assuming such a connection up to 36 months later?

Another question that should be examined is whether the proper role of the AG's office is preserved.  For example, on the AG's website, the AG's Department of Employment Rights indicates that it is designed to defend "state agencies and state officials in employment related litigation and administrative complaints and provides legal advice and guidance to state agencies on employment issues."  Obviously, if the AG is interfering in whistleblowing cases, the AG's office cannot serve in a dual capacity -- representing the employees and the agency as well. How will such a determination be made if the AG's office is allowed to intervene as proposed?

Certainly a review of existing laws to update them and to ensure protection to whistleblowers is appropriate.  And none of the issues I raise above are unresolvable. But before the legislature takes action, it should vet the provisions thoroughly. What makes for good headlines may not make for good law.

Connecticut AG Proposes Changes to State's Whistleblower Laws - Part I

On Friday, Connecticut Attorney General Richard Blumenthal proposed new legislation to change the state's whistleblower laws.  Video from the press conference is available on Senator Edith Prague's website

Before the changes are discussed, it is useful to understand the state already has an existing whistleblower statute, Conn. Gen. Stat. Sec. 4-61dd and that enforcement of the statute falls within the purview of the Connecticut Commission on Human Rights and Opportunities. The CHRO has a portion of their website devoted to this area.

So what are the proposed changes? The changes would include:

  • Allowing the Attorney General to intervene on behalf of whistleblowers in an administrative hearing on retaliation;
  • Extending the time period for the rebuttable presumption that adverse personnel action is retaliation to three years from the date the whistleblower filed a complaint pursuant to the whistleblower statute;
  • Authorizing the hearing officer to grant temporary relief to rescind a retaliatory action during the pendency of the hearing and to grant motions to amend the complaint if additional incidents of retaliation occur during the hearing.
  • Requiring the hearing officer to send any finding of retaliation to the supervisor of the person found to have committed retaliation as well as the governor, head of the agency and the Commissioner of Administrative Services. Such individuals shall take appropriate personnel action.
  • Requiring that the hearing officer's decision and any subsequent personnel action against the person who engaged in retaliation be a public record and shall be posted on the Department of Administrative Services' website

The Hartford Courant provides some additional background for the proposed changes as well including reference to an ongoing complaint against the Department of Corrections. 

Tomorrow, I will analyze the proposal and highlight some issues that the legislature ought to consider when it debates the bill.